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Have you ever wondered who protects investors—and how? FINRA, the Financial Industry Regulatory Authority, is a not-for-profit organization authorized under the federal securities laws and registered with the Securities and Exchange Commission (SEC).
FINRA enables investors and firms to participate in the market with confidence by safeguarding its integrity. We deploy deep expertise, leading technology and extensive market intelligence to serve as the first line of oversight for the brokerage industry - all at no cost to taxpayers.
FINRA is dedicated to protecting investors and safeguarding market integrity in a manner that facilitates vibrant capital markets. Every investor in America relies on one thing: fair financial markets.
BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.
The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets.
La Financial Industry Regulatory Authority, Inc (FINRA, por sus siglas en inglés) es una corporación privada regulatoria estadounidense encargada de gobernar y gestionar la actividad entre corredores de bolsa, dealers y el público inversionista.
Financial Industry Regulatory Authority | FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors...
4 de ago. de 2023 · The Financial Industry Regulatory Authority (FINRA) is a nongovernmental organization that writes and enforces rules for brokers and broker-dealers.
En pocas palabras, FINRA se encarga de mantener seguros los mercados financieros manteniendo la integridad de los corredores y agentes de bolsa. La organización trabaja en estrecha colaboración con la SEC para completar cuatro tareas principales, según el sitio web de FINRA : Escriba y haga cumplir las reglas .
Aprenda sobre el papel de la Autoridad Reguladora de la Industria Financiera (FINRA) en los mercados de valores de EE. UU., Sus responsabilidades y las formas en que trabaja para proteger a los inversores.
